Abstract
We give a partition of the critical strip, associated with each partial sum of the Riemann zeta function for Re , formed by infinitely many rectangles for which a formula allows us to count the number of its zeros inside each of them with an error, at most, of two zeros. A generalization of this formula is also given to a large class of almost-periodic functions with bounded spectrum.
1. Introduction
Some industrial processes can be modeled [1] by functional equations of the form or , . The generalization of these functional equations to the complex plane is formally given by which admits analytic solutions of the form on the open set if and only if is a zero of For each integer , each function represents the th partial sum of the Riemann zeta function on the half-plane , and it belongs to the class of the entire almost-periodic functions of exponential type. In [2], we can see a complete introduction devoted to the study of such class of functions. There, we can also find a theorem of Bohr [2, p. 270] that identifies the functions of the above class having their zeros in a strip (the critical strip) parallel to the real axis with those functions for which the upper and lower bounds of their spectra enter into the spectrum. That is, for instance, the case of the functions defined from (1.2) by means of a rotation of angle whose spectra, for each integer , are the finite sets Furthermore, the functions have the property consisting on the existence of some value of , say , such that either or for all . Indeed, satisfies such property. Therefore, the ’s belong to a very special class of almost-periodic functions whose study will be our main objective to determine a nonasymptotic formula that allows us to count the amount of zeros that they have inside the rectangles of a certain partition of their critical strips.
One of the most important formulae [2, p. 277] on the number of roots of an almost-periodic function, with closed and bounded spectrum, say , inside a rectangle in the strip where the zeros of are located, is given by where denotes the number of zeros of in the rectangle and is the mean function associated with defined as
The formula (1.5) is of asymptotic type, and it is based on the assumption of the existence of derivative of . However, if the spectrum of is contained in the boundary of a bounded convex polygon of the complex plane and all the vertices of the polygon enter into the spectrum, there exists a formula [2, p. 298] much more explicit than (1.5). For instance, if the polygon is reduced to a segment of the imaginary axis, the formula is, for sufficiently large values of and , where is the length of the segment.
Formula (1.8) could be used, for instance, to estimate the number of zeros, of our functions , inside the rectangle defined by the intersection of its critical strip with the strip . Indeed, since the spectrum of is contained in the line segment of the imaginary axis, a simple application of (1.8) leads to the formula Nevertheless, it is well known that the term is an “obscure” function which we only know to represent a bounded quantity. In general, the term that appears in formula (1.8) depends on the function and the rectangle where we are counting the number of its zeros. Our aim is to give much more precise information about the expression when the function belongs to that special class of almost-periodic functions which contains, in particular, to our functions . In fact, on this subject, we find in [3] the following result.
“There exist infinitely many rectangles , in the critical strip of the function for which the number of zeros of is given by the formula where is a real number with .”
Now, by following the ideas exhibited in [3], our aim is to demonstrate that for the functions of that special class of almost-periodic functions, there exists a formula similar to that of (1.10) to determine the number of its zeros inside infinitely many rectangles in their critical strips with an error, at most, of two zeros.
In particular, our main result will also prove that the bound which appears in the formula that determines the number of the zeros of an exponential polynomial of degree inside certain rectangles of its critical strip can be substituted by a universal bound, namely, 2. In fact, to illustrate the scope of our result, we will start recalling an old theorem of Polya [4]:
“if and is for a polynomial of degree with then the number of the zeros (according to multiplicity) of the function in the infinite vertical strip satisfies the inequality
Then, under the same hypotheses of the above theorem, our result could be stated as follows.
Under the hypotheses of theorem of Polya with frequencies linearly independent and , there exist infinitely many values for , such that, independently of , the inequality holds.
This result will be an immediate consequence of Lemma 2.6 and Theorem 3.1 of the present paper.
2. Preliminaries
To prove our main theorem, we will use some elementary concepts and results such as the following.
Definition 2.1. A set of real numbers is said to be linearly independent if and only if any linear combination with integers , implies that for all .
For example, the set where are different prime numbers, is linearly independent. Nevertheless, for a given set of real numbers , we can always suppose the existence of a basis . That is, on the one hand, is linearly independent and, on the other hand, for each , we can write where the are integers.
An important result on linearly independent sets of real numbers is the famous theorem of Kronecker [5, p. 382] which will be used in the following form.
Theorem 2.2 (Kronecker). Let be a linearly independent set of nonnull real numbers. For arbitrary numbers and , , there exists a real number and integers such that
Given an entire almost-periodic function with closed and bounded spectrum, a rectangle in its critical strip will be defined as the intersection of the rectangle , , for some and sufficiently large values of and , with the strip where the zeros of are situated, of course, by assuming that the critical strip is parallel to the real axis. Then, the number of zeros of in a rectangle in its critical strip will merely be denoted by . Similarly, will denote the number of zeros of in a rectangle in its critical strip, provided that the critical strip of to be parallel to the imaginary axis. Nevertheless, noticing the change by transforms the zeros of a strip parallel to the real axis onto the zeros of a strip parallel to the imaginary axis and conversely, from now on, we will do our study on those functions by assuming that their critical strips are parallel to the imaginary axis.
Because our aim is to study the number of zeros of almost-periodic functions, and noticing these functions, from Bochner’s theorem [2, p. 266], are characterized as uniform limits of exponential polynomials, we will start by demonstrating a formula of the type (1.10) assuming that they adopt the normalized form where the coefficients are nonnull complex numbers and the frequencies are positive real numbers so that Then, a normalized exponential polynomial of the form (2.5), not affecting the zeros, will be considered as a prototype of an almost-periodic function whose definition [6, p. 101] we recall.
Definition 2.3. An entire function is said to be almost periodic if and only if for every there exists a length such that every interval of length on the imaginary axis contains at least one translation number associated with satisfying the inequality
From (2.7), we derive the notion of interval of almost periodicity.
Definition 2.4. Let be an almost-periodic entire function on and . Then, any interval of length , , will be called an -interval of almost periodicity of .
In each interval of almost periodicity of an exponential polynomial , the solutions of the equations , have a very special form, as we will prove in the following result.
Lemma 2.5. Let be an exponential polynomial with increasing positive frequencies . Then, there exist two real numbers , such that all the zeros of are in the strip Furthermore, for , there exists a value for , say , such that either or
Proof. Since
							
						for any value of , there exist  such that
							
						Hence,  has no zero neither in the half-plane  nor in the half-plane . Consequently, all the zeros of  are situated in the strip
							
						To prove the second part of the lemma, we will only consider the case  (the case  is completely similar). In this case, for any positive integer , the equation  can be explicitly written as
							
						where  and . By defining
							
						equation (2.15) becomes
							
						On the other hand, it is plain that the set of the zeros of each function , denoted by , is given by
							
						where  is taken as  when . Since  for all real , the case  easily follows by taking , for arbitrary .
Now, assume that . If the sets  and  are distinct, suppose that there exists some  such that . Then, the right-line of equation  does not meet . Indeed, if for some real  the point  satisfies the equation , then, from (2.17) and taking into account that , it necessarily would have  and, therefore, , which is a contradiction. Consequently, the lemma follows for the value . Finally, we analyse the case . This case means that for each integer  there exists another integer  such that
							
						and reciprocally. By defining the numbers
							
						equality (2.19) can be written as
							
						which represents an equation with infinitely many solutions for integers  and . Let ,  and ,  be integers verifying (2.21). Then, by subtracting in (2.21), one has
							
						which implies that  must be necessarily a rational number (observe that it means, in particular, that the frequencies ,  are linearly dependent) and, because of , the number  is a positive rational less than 1. On the other hand, since
							 is a rational number verifying
							
						Now, suppose the value  is given. Then, there exists an integer  satisfying (2.19) and, according to (2.21), it follows that . Hence,  is an integer and then, noticing (2.24), . Consequently, . Since , let  be the point of  corresponding to the values . Then, from (2.18), one has
							
						Now, assume that, for any real number , there exists a value of  such that
							
						Thus, in particular, given , there exists  such that . On the other hand, as the set  is discrete, there exists an open interval  such that one has  for any  and, therefore,  for . Then, by assuming (2.26), if we divide (2.17) by  one has the following property.
For each  , there exists   such that the relation holds. 
Now, by taking the limit in (2.27), when , it follows that the point  satisfies
							
						However, since
							
						is positive, by substituting in (2.28), we are led to a contradiction. Consequently, the case  follows, and the proof of the lemma is now completed.
When the frequencies are linearly independent, the preceding lemma is valid for arbitrary .
Lemma 2.6. Let be an arbitrary positive integer and an exponential polynomial with increasing positive frequencies forming a linearly independent set. Then, there exists a value for , say , such that either or
Proof. For the sake of brevity, we will prove the lemma in the case (the case is completely similar). Consider the coefficients of the exponential polynomial , since all them are nonnull, the set can be partitioned in the following four disjoint sets (some of them could be eventually empty) Now, define the numbers Let us pick an arbitrary real number and a positive such that . Then, by applying Theorem 2.2, there exists and integers such that Hence, by substituting the values of and in the preceding inequality and multiplying by , one has where the ’s are real numbers such that . Then, according to the definition of the ’s, it is clear that Consequently, and then the lemma follows by taking .
Corollary 2.7. Let be an exponential polynomial with increasing positive frequencies forming a linearly independent set. Then, there exist infinitely many rectangles in the critical strip of such that either or is always positive at every point of the sides of each that are parallel to the real axis.
Proof. By applying Lemma 2.5, determine the right lines of equations , that define the strip where all the zeros of are comprised. Let be an arbitrary integer, by taking and by applying Theorem 2.2, just as we have done in Lemma 2.6, we determine a value such that for all . Now, again from Theorem 2.2, for there exists a value such that . Then, the four right lines of equations , , , define a rectangle, say , such that is positive when lies on any of the sides of that are parallel to the real axis. By reiterating this process, we will obtain the infinitely many rectangles desired. A completely analogous result we would have obtained if we had considered instead of . Our corollary is then proved.
3. A Class of Almost-Periodic Functions with Bounded Spectrum Containing the Partial Sums of the Riemann Zeta Function
In this section, we are going to generalize the preceding results to the class of almost-periodic functions with bounded spectrum having the property of the existence of some value of , say , such that either or for all . By denoting this class by , it follows that is nonvoid. Indeed, from lemmas 2.5 and 2.6, contains all exponential polynomials of degree with increasing positive frequencies and all exponential polynomials of arbitrary degree with linearly independent positive frequencies. Then, in particular, belongs to , and, since the frequencies are linearly independent, the function is also in the class . However, although for any , the frequencies are always linearly dependent, all the approximants of the Riemann zeta function , in the half-plane , belong to the class . Likewise, all the derivatives of are in the class . To see that it is enough to check that for the value , , for all and every . Then, we are going to obtain our formula to count the zeros of the functions as a consequence of a general result on the functions of the class .
Theorem 3.1. Let be a function of the class . Then, there exist infinitely many rectangles in the critical strip of such that the number of zeros inside each rectangle , , satisfies where denotes the difference between the upper and the lower bounds of the spectrum of and is the height of .
Proof. As  is an entire function of exponential type with bounded spectrum, from the Bohr theorem [2, p. 270], its zeros are all in a critical strip which we can suppose parallel to the imaginary axis (otherwise, we would consider the function ). Hence, without loss of generality, we can assume the existence of two real numbers ,  such that all the zeros of  are located in the strip
							
On the other hand, since  is an almost-periodic function, let  be the Dirichlet series [7, p. 77] associated with , denoted by
							
						Then, the set of the Fourier exponents of the above series, also called Dirichlet exponents,
							
						forms the spectrum of , say . Now, because the lower and the upper bounds of the spectrum of  enter in the spectrum, let us define
							
						with . Then, by considering the two almost-periodic functions
							
						from (3.4), it follows that these functions have associated Dirichlet series
							
						respectively. Now, as the Dirichlet exponents of the above series,  and  are strictly positive and negative, respectively, because of [7, Theorem 3.21], the functions
							
						tend to zero as  and  uniformly with respect to , respectively. Therefore, there exist two reals ,  with  such that
							
						On the other hand, as  is of class , let  be a value of  such that, for instance,
							
						Then, from continuity, given the interval  there exists  such that
							
						Now, from Definition 2.4, by taking , let  be the -interval of almost periodicity of , with . Then, Definition 2.3 involves the existence of a translation number  such that
							
						According to (3.12), inequality (3.13) implies
							
						Then, the four right lines of equations , , ,  define a rectangle  such that, from (3.12) and (3.14),  is positive when  lies on any of the sides of  parallel to the real axis. Furthermore, from (3.10), one has  on the sides of  parallel to the imaginary axis.
As above, by now taking , in the -interval of almost periodicity of , , with , there exists a translation number  such that
							
						Then, inequalities (3.14) and (3.15) imply
							
						Therefore, the four right lines of equations , , ,  define a rectangle  such that  is positive on the sides of  that are parallel to the real axis, and  on the sides of  that are parallel to the imaginary one. Then, continuing in this way, we obtain a family of rectangles
							
						with the property consisting of  on the sides that are parallel to the real axis and  on the sides that are parallel to the imaginary one, for each rectangle . Now, the intersection of each  with the critical strip of , defined by (3.3), is a new rectangle, say . Then, we claim that the set
							
						is the desired family of rectangles. Indeed, firstly, we observe that the number of zeros of  inside each rectangle  is equal to the number of zeros inside each rectangle . Secondly,  and  have the same height . Then, the variation of the argument of  on each rectangle  is held to the following considerations:(1)since  on the sides of  that are parallel to the real axis, the variation of the argument of  on these sides is less than ;(2)from (3.10), the variation of the argument of  on each side of  defined by the lines  and  is
										
									respectively. Therefore, noticing the previous considerations, the total variation of the argument of  on each rectangle  is
										
									Consequently, the number of zeros of  inside each  satisfies the inequality
										
									Therefore, the ’s are the desired rectangles, as we claimed. Now, the proof of the theorem is completed.
Corollary 3.2. The critical strip associated with each partial sum of the Riemann zeta function on the half-plane , , , can be partitioned in infinitely many rectangles such that the number of its zeros inside each rectangle , , satisfies where is the height of .
Proof. Firstly, from Lemma 2.5, for each integer , there exist two real numbers , such that the critical strip of the zeros of is defined by Now, starting from and taking into account that , determine the family of rectangles whose existence is guaranteed from the preceding theorem. It is plain that this family of rectangles forms a partition of the upper critical strip Now, defining the rectangle as the conjugate of for , the desired partition of is formed by the rectangles of the family . Finally, noticing if and only if , one has and, since the set is the spectrum of each , inequality (3.22) follows. The corollary is then proved.