Compression Load Tests on Composite Foundations of Spread Footing Anchored by Helical Anchors

Sheng, Mingqiang; Qian, Zengzhen; Lu, Xianlong

doi:https://doi.org/10.1155/2021/5531380

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Volume 2021 | Article ID 5531380 | https://doi.org/10.1155/2021/5531380

Compression Load Tests on Composite Foundations of Spread Footing Anchored by Helical Anchors

Mingqiang Sheng,¹Zengzhen Qian,²and Xianlong Lu³

Academic Editor: Haoyuan Hong

Received26 Feb 2021

Accepted12 Jul 2021

Published31 Jul 2021

Abstract

This study elucidates the compression behavior of a type of composite foundation of spread footing anchored by helical anchors. Three composite foundations were installed at a field site, and compression load testing was carried out on each foundation. Both the site conditions and the load tests were documented comprehensively. The compression load-settlement curves of composite foundations exhibit an initial linear-elastic segment, a curve transition, and a final linear region, and their capacities should be interpreted from the load-settlement curves. Five representative interpretation criteria (Chin, Terzaghi and Peck, slope tangent, tangent intersection, and L₁–L₂) were employed to determine the capacity of each foundation. Both the helical anchors and the footing share compression loadings on the composite foundation. Soil pressure cells at the center, near the edge, and at the corner of the footing represent a distribution from the lower, middle, and higher ranges of incremental soil pressures underneath the footing. Helical anchors underneath the footing approximately share 60%–80% of total load applied on the composite foundation pier, and higher compression resistance of a composite foundation can be obtained by increasing the footing embedment depth and the number of helical anchors underneath the footing.

1. Introduction

Spread footings have been widely designed to meet some unique soil conditions of geology and terrain such as in swampy grounds, flood plains, tropical areas, and thick residual deposits with reduced bearing capacities [1, 2]. Numerous investigations on the compression behavior of spread footings have been conducted based on theoretical and experimental analyses [3, 4]. As found in many practical applications, spread foundations are economical than piles under certain circumstances [5]. However, the solution for foundation designs using spread footings directly on the soil with reduced bearing capacity may result in low admissible pressure associated with remarkable settlement [6], and the employing of piles may lead to an excessive increase in cost. An alternative for such instance is therefore the proposal recommended in this study by designing a type of composite foundation as shown in Figure 1, in which helical anchors are installed in the lower layer of soil and a spread footing at the top layer of soil will then be connected with these helical anchors. The helical anchors in such composite foundation can obtain instant load-carrying capacities upon installation and can be constructed through groundwater without casing, unaffected by caving soils.

Helical anchors have been recognized as a practical alternative to traditional pile foundations in construction industry because of their ease of installation and cost-effectiveness [7]. Experimental research findings have indicated that the performance of helical anchors under compressive and tensile loadings is similar, and the anchor plates can increase the anchor load-carrying capacity obviously, as does the underream in a underreamed cast-in-place pile [8]. Several design methods have been suggested to predict the helical pile load-carrying capacity under compressive and tensile loads based on the individual plate anchor theories [9–14], whereas some methods are similar to those recommended for underreamed cast-in-place pile foundations [13, 15–17].

However, the composite foundation in Figure 1 makes the helical anchor-soil-footing interaction more complicated, and very insufficient experimental research findings are available for the justification of its design. This study has three objectives: (1) to examine the compression load-settlement behavior of the composite foundation as depicted in Figure 1; (2) to obtain the distribution of incremental soil pressures underneath the spread footing; and (3) to investigate the load-transfer mechanism when compression loads are applied to such composite foundation.

2. Test Site Conditions

The field test site is selected at Liaoyang City, Liaoning Province, China. From ground level to the foundation embedment depth in this study, the soil profile consists of a topsoil, silty clay, and sandy silt, categorized according to Chinese National Standard GB50007 [15]. Table 1 lists the detailed soil profile and properties at the testing site. Groundwater was not observed at the time that the test foundations were installed and tested.

As listed in Table 1, soil profile at the site comprises a surficial fill layer of sand and gravel mixed with some organics, which extends to about 1.0 m with SPT number ranging from 6 to 7 and moisture content ranging from 19% to 25%. Underlying this surficial layer is the soft plastic to plastic silty clay that extends to depths between 8.6 m and 8.8 m below ground surface with SPT number ranging from 9 to 23. Moisture content of this silty clay layer varies from 20% to 27%, with an average of 25.9%. Further down is a sandy clay with a thickness about 10 m with SPT number ranging from 33 to 48.

To investigate the on-site soil properties, a plate static loading test was carried out with a concrete plate (0.8 m in diameter and 0.55 m in height) on the silty clay at the depth of 1.5 m after topsoil was removed. Figure 2 demonstrates the load-settlement response from the plate loading test.

There is no peak load and asymptote value on the curve, and therefore, the maximum bearing capacity is difficult to determine from the test. There are two failure criteria generally recommended in China [18, 19]: (a) the load is held for 24 h but with the rate of increment settlement still exceeding 0.10 mm/h; and (b) the total settlement is greater than 10% of the diameter of the plate. The lesser of the loads corresponding to above two criteria is then defined as the failure load. The first criterion controlled the failure in this study, and the determined bearing capacity was 175 kPa with a settlement about 6% of the plate diameter.

3. Foundation Installation

Three composite foundations as shown in Figure 3, numbered from CF1 to CF3, were constructed and tested under compression load at the aforementioned site. As shown in Figure 3, all footings of the composite foundations in this study have two stepped mats, with upper mat having dimensions of length/width/thickness = 1.5 m/1.5 m/0.3 m compared to 2.1 m/2.1 m/0.3 m for the lower. The piers of the three footings have an identical cross section of 0.6 m by 0.6 m. The helical anchors were manufactured from a single cylindrical steel shaft with three welded helices, which served as triple-helix piles in a composite foundation. The central cylindrical shafts were manufactured of steel pipes of 108 mm outer diameter and 10 mm wall thickness. All helices had a dimension of 0.5 m diameter, 0.01 m thickness, and 0.25 m pitch, and they were welded at intervals of center-to-center spacing of 1.2 m along the steel shaft.

(a)

(b)

(c)

As listed in Figure 3, three field compression load tests were conducted on: (i) CF1, the footing with embedment depth of 1.5 m anchored by a four-helical-anchor group in square arrangement with spacing s_p = 2.2D (where D is the helix diameter, and D = 0.5 m in this study) and L = 4.85 m (where L is the central steel shaft length); (ii) CF2, the spread footing with embedment depth of 2.0 m anchored by a four-helical-anchor group with s_p = 2.2 D and L = 4.85 m; and (iii) CF3, the footing with embedment depth of 2.0 m anchored by a five-helical-anchor group, with four 4.85 m long helical anchors being placed in square arrangement at the four corners with s_p = 2.2D and with a 3.85 m long helical anchor being placed at the core of the footing.

The construction of the composite foundations in Figure 3 was performed by three procedures. The first procedure was to excavate native topsoil to the designed footing embedment depth. Then, the second procedure was to install helical anchors in the excavated pit by screwing them into soil by trained operators with a special torque wrench equipment which had a safety link to prevent overtorquing of the anchors and to avoid damage to the anchors and loss of soil. The helixes advanced steadily at a rate of the pitch. Finally, the last procedure was to cast reinforced concrete pad and pier for footings, including the main progresses of binding steel bars, supporting wall framework, pouring concrete, removing template and maintenance, and backfilling soil.

All footings were made from sulfate-resistant concrete of nominally identical quality with a specified 28-day compressive strength of 25 MPa. Figure 4 shows the installed helical anchors and the footing with reinforcement prior to concrete placement.

(a)

(b)

4. Test Setup and Loading Procedure

Each of the compression load tests on the composite foundations was conducted after the footing concrete had cured for about four weeks. The same axial compression loading test setup, instrumentation, and data measurement system were employed for all tests. The compression load was axially applied through a system comprising a loading platform, a reaction beam, and a hydraulic jack in line with the central longitudinal axis of the composite foundation.

During each load test, pier-head settlements of the composite foundation were measured at four points with a 90° separation on the pier top head using four electronic displacement transducers with 50 mm range and 0.01 mm sensitivity. All the electronic displacement transducers were attached to the reference beams fixed over the pier head, and they were sufficiently stiff to sustain the instrumentation and to prevent excessive variations in the measurements.

Each compression load test was conducted using static monotonic loading with no unload-reload loops. The slowly maintained-load method was employed in all the tests; namely, the compression load was applied in increments of 10% of the predicted maximum resistance of each individual foundation, and the composite foundation was enabled to move under each maintained-load increment until a designated settlement rate was achieved. Each compression load increment was held after loading until two consecutive settlements within each hour were less than 0.10 mm. The next load increment was subsequently added. It is noted in this study that the two consecutive settlement values were defined as the average of the vertical pier-head displacements within each hour from the four electronic displacement transducers on the pier head of the composite foundation. It is the typical procedure recommended by Chinese National Code GB50007 [18] and Local Code JGJ 94 [19–22].

5. Test Results and Discussion

5.1. Load-Settlement Response and Load Capacity

In limit state design, it is of great importance to consider the ultimate limit state (ULS) (addressing foundation capacity) and the serviceability limit state (SLS) (addressing foundation settlement) simultaneously [23–25]. Therefore, the load test results in this study are first analysed in terms of the load-settlement curves. Figure 5 shows the variation of compression load against pier-head vertical settlement for each composite foundation. It should be noted that the settlements in Figure 5 are the means of the output of the four electronic displacement transducers on the pier head.

It can clearly be seen that the compression load-settlement curves in Figure 5 are similar to those of drilled shafts [26, 27] and footings under compression loads [3], and they can generally be divided into three distinct segments: initial linear-elastic, curve transition, and final linear, as was suggested by Hirany and Kulhawy [28–30] in Figure 6. Various criteria have been recommended in the literature to interpret the failure load from this type of load-displacement curve. In this study, five criteria which employ varied interpretation bases, as noted in Table 2, were used to evaluate the capacity of each composite foundation. In general, these criteria can be considered as representative of existing criteria because they represent a distribution of interpreted failure loads from the lower, middle, and higher bounds, as identified in practice [20, 21]. The interpreted failure loads of the test foundations, as well as the corresponding settlements, are listed in Table 3. It should be noted that Q_L1 is not an interpreted failure load, but the elastic limit, and it is listed for reference only.

Table 3 indicates that a significant scatter exists for the interpreted load capacities of the foundation using different criteria, and the interpreted failure loads vary from 475 to 1166 kN for CF1, from 479 to 1410 kN for CF2, and from 562 to 1435 kN for CF3. The slope tangent, tangent intersection, and Terzaghi and Peck methods yield compression capacities less than the L₁–L₂ method and are therefore located within the curve transition segment between L₁ and L₂. However, the Chin method always yields the highest load capacity, even greater than the applied maximum load. Therefore, defining the failure load as Q_CHIN yields a value that is too large, possibly because Q_CHIN is based on a hyperbolic mathematical model that corresponds to the asymptote of the load-settlement curve. In general, the L₁–L₂ method could interpret all the load tests, and therefore Q_L2 could be adopted as a base for comparison.

As shown in Table 3, the interpreted load capacity defined by L₁–L₂ method, Q_L2, is 910 kN for CF2 and 813 kN for CF1, with a corresponding settlement of 29.57 mm for CF2 and 30.22 mm for CF1. It can be seen that a 0.5 m increase of footing embedment depth for CF2 yields an increase of about 12% in the compression capacity. The interpreted load capacity, Q_L2, of CF3 is about 8% higher than that of CF2. This demonstrates that the compression capacity of a composite foundation as shown in Figure 1 depends on the dimension of footings and the layout of helical anchors. A higher compression load resistance can be obtained by increasing the footing embedment depth and the number of helical anchors underneath spread footing.

5.2. Soil Pressures underneath the Footing

When a composite foundation is subjected to compression loads, the steel-reinforced concrete footing may behave as a rigid body, and therefore, the soil underneath the footing becomes significant to resist the compression forces. To obtain a better understanding of the load-transfer mechanism, as illustrated in Figure 7, fifteen miniature vibrating-wire soil pressure cells, with a diameter of 0.10 m and a capacity of 500 kPa, were fixed underneath each footing of the composite foundations after completion of the first two procedures during the installation.

(a)

(b)

As demonstrated in Figure 7, the soil pressure cells were arranged along the center line AB and diagonal line CD and they were numbered 1 to 7 and 8 to 15 in sections AB and CD, respectively. All the soil pressure cells were calibrated and fixed within a 50 mm thick sand layer. Unfortunately, the soil pressure cell 4 of CF3 was damaged after installation. The measured results of the fifteen soil pressure cells along horizontal center line AB and the diagonal line CD for CF1, CF2, and CF3 are plotted in Figure 8.

(a)

(b)

(c)

Figure 8 indicates that the incremental soil pressures underneath the footing gradually increase with increasing of the applied compression loads, and a similar trend can be observed for distribution of the incremental soil pressures. Soil pressure cells at the center, near the edge, and at the corner represent a distribution from the lower, middle, and higher ranges of the incremental soil pressures underneath the footing. This phenomenon is similar to that of a foundation underpinned by micropiles reported by Han and Shu [36].

5.3. Percentage of Loads on Helical Anchors and Footing

The distribution of incremental soil pressures underneath the footing in Figure 8 indicates that the helical anchors and the footing of the composite foundation both share the compression loads. As expected, a well-designed composite foundation to resist compression loadings will rely on how much of the compression resistance comes from the helical anchors and how much of that comes from the soil beneath the footing.

Based on the principle that the compression load applied on the composite foundation can be shared by the helical anchors and the soil beneath the footing, the compression resistance of the footing for each of composite foundations was estimated by the measured incremental soil pressures of the soil pressure cells underneath the footing. As listed in Table 4, the average soil pressure underneath the footing corresponding to each compression load increment is calculated by each individual soil pressure cell. Then, the compression resistance from the footing is determined by using this average soil pressure to multiply the footing area. Finally, the corresponding compression resistance from the helical anchors can be obtained. For the purpose of analysis, as tabulated in Table 4, the compression resistance from helical anchors corresponding to each load increment is expressed as the percentage of the applied load on the composite foundation pier. Figure 9 shows the variation in the percentage of the compression resistance from the helical anchors for CF1, CF2, and CF3.

As shown in Figure 9, the percentage of the compression resistance from helical anchors during the loading fluctuates between 74.7% and 83.8% for CF1, between 53.8% and 59.6% for CF2, and between 72.5% and 83.0% for CF3. In general, the percentage tends to slightly decrease with the increase of the total load applied on the composite foundation pier. This reduction of the load on the helical anchors demonstrated that the screw anchors had started to yield, and more compression load was transferred onto the soil underneath the footing. The helical anchors carry approximately 60%–80% of the applied compression loads; in other words, the helical anchors share more loads than the footing.

6. Conclusions

Three axial compression load tests were carried out on a type of composite foundation of spread footing anchored by helical anchors. Based on the field load test results, the following conclusions can be reached:(1)The compression load-settlement responses of composite foundations approximately exhibit three distinct segments: initial linear-elastic, curve transition, and final linear, which are similar to those of drilled shafts and footings under compression loads, and their compression resistances should be interpreted employing an appropriate criterion as done in other studies.(2)Of the five representative interpretation criteria (Chin, Terzaghi and Peck, slope tangent, tangent intersection, and L₁–L₂) examined in this study, the slope tangent, tangent intersection, and Terzaghi and Peck methods are located within curve transition segment of the load-settlement curve, whereas the Chin method yields the highest load capacity, even greater than the measured data. According to L₁–L₂ method, L₁ is a definition for the elastic limit, while L₂ could be a useful definition for the interpreted load capacity and could be adopted as a base for comparison.(3)Under compression loads, the helical anchors and the footing both share the applied compression loadings on the composite foundation. However, the helical anchors generally share more compression loads than the footing, approximately 60%–80% of the applied loads. Higher compression resistance of a composite foundation can be obtained by increasing the footing embedment depth and the number of helical anchors underneath the footing.(4)When a composite foundation is subjected to compression loads, soil pressure cells at the center, near the edge, and at the corner represent a distribution from the lower, middle, and higher ranges of the incremental soil pressures underneath the footing. More load can be transferred onto the soils underneath the footing after the screw anchors start to yield.(5)It should be noted that the results shown in this study are general behaviors applicable for the composite foundations of spread footing anchored by helical anchors installed in silty clay and sandy silt only, and any extrapolation of these results to other different soil foundations is not recommended.

Data Availability

The data used to support the findings of this study can be obtained from the corresponding author upon request.

Conflicts of Interest

The authors declare that they have no conflicts of interest regarding the publication of this paper.

Acknowledgments

The authors gratefully acknowledge the financial support of the National Natural Science Foundation of China (52069013).

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Copyright © 2021 Mingqiang Sheng et al. This is an open access article distributed under the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.

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