Abstract
Deep mining is the current and future mining focus in the coalfield of North China. Therefore, it is necessary to establish a water inrush assessment method suitable for deep mining. The conventional water inrush coefficient () method is simple to use, but its accuracy is low when the mining depth is very small or large because it neglects the role of the aquifer water yield. The main purpose of this paper is to introduce a simple water inrush risk assessment method that is more applicable in deep mining than the method. In this study, the hydrogeological characteristics in deep mining were studied and the role of the aquifer water yield in water inrush was analyzed. Afterwards, an improved method considering the aquifer specific yield () was established. In the new method, the critical water inrush coefficient changes with changing following a negative correlation. The parameter thresholds were determined based on systematic data analyses of 186 mining cases. The results of the statistical analysis show that the accuracy of the new method at different mining depths is higher than that of the method.
1. Introduction
Coal will remain the major energy source in China for a long time. From the coal resources in China, 53% are located below a depth of 1 km [1]. Following the depletion of shallow coal resources, the coal mining depth () has increased. However, the exploitation of deep coal seams in the North China coalfield (Figure 1) faces a threat from the underlying confined aquifers in Ordovician limestone.

Floor karst water inrush has been extensively studied in literature. For example, Wu et al. have conducted extensive and detailed research on water inrush from mine floors, proposing some risk-assessment methods, such as the master-control index method and the vulnerability index method and its improved version [2, 3]. These methods were successfully applied to practical mining. Liu and Hu adopted the water-resistance coefficient method to identify floor water inrush risks [4]. Meng et al. presented a geological-assessment method to evaluate the vulnerability of the floor water inrush by considering its lithology, structure, and water inrush coefficient [5]. Wang et al. used a secondary fuzzy comprehensive evaluation system to analyze the risk of mine water inrush [6]. He et al. developed a evaluation system for risk assessment of water inrush based on the water-pressure-transfer theory [7]. Hong-fei et al. established a coal floor water inrush model that considered the structural characteristics of floor strata to evaluate the antipermeability strength of an aquiclude [8]. Bai et al. explained the groundwater inrush mechanism in terms of variable mass and nonlinear dynamics [9]. Chen et al. used an engineering analogy method to predict the water inrush risk areas in mining, using Fisher’s discriminant analysis [10]. Physical simulations performed by Zhang et al. revealed that the permeability of floor rocks had regional and temporal characteristics [11]. Gao et al. found that the water inflow increased with an increasing permeability coefficient following a power function [12]. Many other methods are available to evaluate the possibility of mine water inrush and related water-rock coupling problems [13–34]. Some scholars have specially studied floor water inrush through faults [35–39]. In summary, the common methods used to predict the mine floor water inrush can be categorized as (1) empirical formula and GIS technology, (2) mathematical analysis, (3) nonlinear mathematical analysis, and (4) simulation experiments [40]. However, most of these methods require sophisticated software, equipment, and/or operational technology as well as complex analyses and calculations. Therefore, widespread implementation of these methods is difficult.
The conventional water inrush coefficient () method is the most practical method used to predict water inrush in coal mines under various conditions. (in MPa/m) is obtained from the following empirical equation based on large water inrush data: where (in MPa) is the water pressure in a confined aquifer in the coal-seam floor and (in m) is the thickness of the aquiclude of the coal seam floor.
denotes the water pressure that can be supported by a unit thickness of the coal seam floor aquiclude and can quantitatively indicate the risk of water inrush from an underlying confined aquifer during coal mining. A larger value indicates more susceptibility to water inrush accidents. The minimum value of that can initiate water inrush is called the critical water inrush coefficient (), which ranges from 0.06 to 0.1 MPa/m, as provided in the Stipulation on Prevention and Control of Coal Mine Water of China [41]. Floor water inrush incidents are likely to occur when . This formula is simple and practical because it incorporates two important parameters that govern the characteristics of the aquifer and aquiclude ( and , respectively). Therefore, it has been incorporated in relevant standards and coal mine water prevention and control regulations.
Practical mining data collected from the North China coalfield, which include 186 water inrush cases and 92 safety mining cases, have proven that the results predicted using the method are generally consistent with the actual results when (Figure 2).

In addition, according to the data collected from the North China coalfield [42], exhibits a linear positive correlation with the aquifer depth () (Figure 3).

The following equation can be obtained from Figure 3:
Because will change with (Figure 4), it is necessary to analyze the change in the accuracy of the method with changing .

Figure 4 shows that the relationship between and can be expressed by the following formula:
After statistically analyzing the data in Figure 2 with the help of Equations (2) and (3), the variation of the prediction accuracy from the method with changing can be obtained (Figure 5).

The method was put forward in 1964 in Jiaozuo’s hydrogeological work. The corresponding was also the empirical value based on the mining conditions at that time. Because the average value of was about 300 m at that time, the empirical value of obtained according to the mining conditions at that time was more suitable when was about 300 m. This conclusion is basically consistent with the law of fitting line in Figure 5, which shows that the accuracy of the method is the highest when is equal to 311.16 m. Figure 5 shows that when is very shallow or very deep, the prediction accuracy from the method is very low. Because coal seams buried at great depths are the object of future exploitation in the North China coalfield, evaluation of water hazards during mining of deeply buried coal seams is the focus of the present study. The of deeper coal seams is generally more than 400 m, mostly exceed 700 m, or exceed 1000 m in the 33 mines in the North China coalfield [43]. Hence, the method is unsuitable for deep-mining risk assessment.
In addition to the method, a common method is the GIS-based multifactor superposition analysis (represented by the vulnerability index method). The GIS-based multifactor superposition analysis method is a good method because many related factors are considered. However, in the discriminant map obtained by this method, we can only obtain the relative magnitude of water inrush risk in different positions, but not the absolute magnitude of the possibility of water inrush in different positions. When applying the GIS-based multifactor superposition analysis method, a specific boundary which can divide the safety zone and water inrush zone is needed, such as in the method. Therefore, it is necessary to study the hydrogeological conditions in deep mining and to establish a simple water inrush risk assessment method that is more applicable than the method.
2. Hydrogeological Conditions in Deep Mining
The coal seams in some mines are buried at depths of 1,200 m and face the threat of limestone aquifers (Figure 6), which cause the and values to reach 13 MPa and 0.144–1.256 MPa/m, respectively. In addition, when is large, aquifers have low porosity (ф) and permeability () owing to high ground stress (Figures 7 and 8). Ф determines the size of the water-storage space in aquifers, and determines the movement efficiency of water in aquifers. Reduced ф and lead to a reduced water yield (or effluent capacity) of the aquifer.



The water yield of aquifers is often described in terms of the specific yield (, in L/(s·m)), which indicates the sustainable water yield from a drill hole with a diameter of 91 mm when the water levels drop by 1 m per unit time during a pumping test. Figure 9 shows a steady-flow pumping test in a confined aquifer. In this figure, , , , , , , and denote the initial water head of the confined aquifer, the pump flow, the radius of the cone of depression, the drop of the water level in the well, the radius of the pumping well, the thickness of the aquifer, and its permeability, respectively. Under these conditions, the Dupuit formula of the confined pumping well can be obtained as follows:

According to the definition of , it can be calculated as follows:
The value of decreases with increasing because both ф and decrease (Figure 10). Qiao et al. and Zhao reached the same conclusion [44, 45].

3. Analysis of the Role of in the Occurrence of Water Inrush
reflects the effluent capacity of the aquifer. The water inrush process involves draining water from the aquifer to other spaces. Therefore, theoretically, is closely related to the occurrence of water inrush. In contrast, water scarcity significantly reduces the likelihood of the confined water to break through an aquiclude. Some mining cases have proven that water inrush is related to the value. When the method is used to evaluate the risk of water inrush, unrealistic results are produced if is neglected (Table 1). The list in Table 1 indicates that from the first to the fifth cases, because the values were all small, no water inrush occurred, although . From the sixth to the tenth cases (Table 1), was large and water inrush occurred during the mining process, although did not exceed . Therefore, it is confirmed that significantly influences the occurrence of water inrush. Thus, in order to improve the accuracy of the results, the change in in deep mining must be considered. Shi et al. reached the same conclusion [46].
This analysis revealed that under deep mining conditions, the aquifer related to water inrush is characterized by large and low , and is positively correlated with the possibility of water inrush. Therefore, in deep mining, the possibility of water inrush can be reduced using small , even if . Thus, the conventional method is oversimplified for assessing the water inrush possibility because it only considers , while neglecting . The water yield of aquifers that recharge the mine must be considered to accurately assess water inrush risk. Therefore, the objectives of this study are to analyze the role of in water inrush and to establish a convenient method for water inrush risk assessment that considers .
3.1. Before Formation of Water Inrush
From the point of view of mechanics, the floor water inrush involves breaking the aquiclude under continuous water pressure within a certain period followed by the gushing of water from the aquifer below the aquiclude, along the rupture surface, into the goaf. Because the aquiclude breakage only occurs after a period of deformation, a time limit exists for the occurrence of water inrush. First, the aquiclude takes time to deform to its critical breaking state. After a goaf with length is formed, the aquiclude gradually bends and deforms under the water pressure to reach its critical breaking state. The time required to reach this condition is called required time (). Second, the deformation and breaking of the aquiclude must be completed before the goaf is filled and compacted by the caved overburden [47, 48]. The time before the goaf is filled and compacted is called the available time () for water inrush formation. Water inrush can only occur when .
The water pressure that is continuously exerted on the aquiclude, called the aquiclude bending pressure (), constitutes the external force directly responsible for the eventual breakage of the aquiclude. also refers to the water pressure accumulated in the cavity caused by the deformation of the aquiclude (i.e., ③ in Figure 11). Unless otherwise stated, this is the cavity referred to hereafter. refers to the water pressure or undisturbed water pressure in the confined aquifer before or after mining, respectively. The water-pressure variation and water runoff in the aquifer after mining are shown in Figure 11. The persistence of is assured by the continuous flow of water into the cavity. The efficiency of the water movement in the aquifer is related to the water yield of the aquifer. Obviously, a lower water yield in the confined aquifer results in lower efficiency of the seepage flow to the cavity, slower deformation in the aquiclude, longer time for the aquiclude to deform to its breaking state, greater possibility for to exceed , and less possibility of water inrush. The water yield of aquifers is often described in terms of . In other words, the smaller the value, the lower the possibility of water inrush.

(a)

(b)

(c)

(d)
For water inrush caused by dangerous geological structures (i.e., faults, collapse columns, etc.), the initiation process involves erosion of the filler in the cracks of these structures owing to water flow, which is also caused by the continuity of seepage. Similar to the water inrush in the cavity described earlier, the smaller the , the lower is the possibility of water inrush in the dangerous geological structures.
3.2. After Formation of Water Inrush
Water inrush data from 186 excavation faces in the North China coalfield (Tables 2–4) were collected to analyze the role of in the water inrush.
Usually, according to the volume of water inflow () recorded in each case, water inrush is classified as a small case (), medium case (), or large case (). Among the 186 water inrush cases studied, 79 were small, 95 were medium, and 12 were large.
The statistical summary of the 186 water inrush cases (Table 5) shows that almost all the small- cases were located in areas with , almost all the medium- cases were located in areas with , and all the large- cases were located in areas with . No water inrush cases occurred when .
After a water inrush occurs, the larger the value of , the greater the amount of water poured out because of the greater water yield of the aquifer, the larger the amount of water released from the aquifer in a short period, and the larger the amount of water that flows into the mining area. Therefore, can determine the magnitude of the water inrush after an event.
4. Establishment and Application of the Method
In this section, the development of a convenient method for water inrush risk assessment that considers is discussed.
A confined aquifer is a source of power and the medium for the water inrush. An aquiclude is the medium that can obstruct water inrush. Water inrush is related not only to the potential of the confined water to break through the aquiclude but also to the extent of release of this potential (unless otherwise stated, this is the potential referred to hereafter). and parametrize the potential of the confined water to break through the aquiclude, and is a nonnegligible parameter that determines the extent of this potential release. The contributions of these parameters to the possibility of water inrush are described below.
First, when is big and is small, the potential for water inrush is high. Therefore, the ratio of to (i.e., ) can be used to indicate the potential for water inrush. The greater the value of , the higher the potential for water inrush. Second, the greater the value of , the better the hydrodynamic conditions in the aquifer, the greater the extent of this potential release, and the higher the possibility of water inrush. Therefore, the possibility of water inrush is positively correlated with both and values.
4.1. Division of Water Inrush and Safety Zones in the Method
From the previous analysis, the possibility of water inrush was determined in terms of and . When the potential for water inrush is greater, the energy that can be directly applied to break through the aquiclude or the water inrush channels is larger and the possibility of water inrush is greater. In other words, for constant , the greater the value of , the higher the possibility of water inrush. Figure 12 shows the 186 water inrush cases used to obtain the - function curve. Because is the minimum that can initiate occurrence of water inrush, the points should be in the area where is relatively small for a certain value of the aquifer. The points marked by the symbol “×” in Figure 12 were selected as the critical points, and the - function curve was obtained by fitting these points. The points in the area above the - curve were identified as the water inrush points, and those in the area below the - curve were the safety points. Figure 12 shows that except for the fitting points; all the other water inrush points are above the - curve. The water inrush points between the - and the stipulated curves were wrongly evaluated as safety points by the method, because at these points, was less than the stipulated . Therefore, the new method is more practical than the method in determining the water inrush and safety zones.

The - curve also shows that is not fixed but changes with changing . There is a negative correlation between and . The relationship between them is expressed as follows:
The areas below and above the - curve were defined as the safety and water inrush zones, respectively.
The list in Table 5 indicates that no water inrush accidents occurred when . Therefore, the line at can also be used as the division between the water inrush and safety zones, considering that the area with is the safety zone. In this interval, was not affected by . A larger but not definitive value could be considered as the value of , which is represented by the symbol ∞.
4.2. Risk Level Classification in Water Inrush Zone in the - Method
For the area above the - curve, the risk level was determined by the value of in the aquifer.
Table 5 and Figure 12 show that the boundary between the small and medium water inrush cases was . The area where the small water inrush cases were distributed was defined as a relatively safe zone because in these cases was sufficiently small to be easily drained and could not affect mine production. The boundary between the medium and large water inrush cases was . The area where the medium water inrush cases were distributed was defined as a danger zone because was relatively large and would have a negative influence on mine production. Applying the same logic, the area where the large water inrush cases were distributed was called a high-danger zone because was too large for rapid draining and would jeopardize safe mine production.
4.3. Novelty Analysis of the - Method
The abovementioned analysis enabled the development of the - method.
Figure 12 shows the discrimination diagram with on the -axis and on the -axis. The - curve separates the safety zone from the water inrush zone. The water inrush zone consists of relatively safe, danger, and high-danger zones, which are indicated by different colors. The risk level of the water inrush from the coal-seam floor can be easily and quickly determined by introducing the and values of an excavation face onto Figure 12. Thus, the - method provides a quick and handy risk assessment in mining. Smaller indicates lower possibility of water inrush, whereas larger correlates with higher magnitude of water inrush after the water inrush initiation.
The novelty of this study is reflected in the following two aspects.
4.3.1. The - Method Is More Accurate and Practical
The occurrence of water inrush actually includes two stages: (1) the formation stage of a water inrush channel and (2) the water-discharge stage from the aquifer into the excavation face. In the formation stage of the water inrush channel, the instability and breakage of the intact aquiclude or dangerous geological structure occur under the action of continuous water pressure. The continuity of water pressure is guaranteed by the water movement in the aquifer. Therefore, when the possibility of water inrush is evaluated, the efficiency of water movement in the aquifer must be considered to obtain more accurate results. In the water-discharge stage from the aquifer to the excavation face, the amount of water inflow into the excavation face is also determined by the efficiency of the water movement in the aquifer. The efficiency of water movement in the aquifer is related to . Therefore, the of the aquifers that recharge the mine must be considered to accurately assess the water inrush risk. Compared with the traditional method, the - method proposed herein provides a more realistic risk assessment in deep mining because is considered.
As it can be seen from Figure 13, the method proposed in this paper has high accuracy for different . The accuracy is generally higher than 80%. Given that the results of this paper were obtained through the statistical analysis of the existing sample data, the accuracy of the method will inevitably be affected by the number of samples and the distribution range of the of the samples. If we get a large number of sample data with different , the accuracy of the method will increase. Although the accuracy of the method is affected by the number of samples, the conclusion stating that the accuracy of the method is higher than that of the method is convincing because is treated as a -related variable. Especially when the mining depth is very shallow or deep, the accuracy of the method is higher than that of the method.

4.3.2. The - Method Is Simple and Can Be Quickly Used
Many factors related to water inrush exist, including the size of the excavation face, , and complexity of the geological structure. Therefore, as more factors are considered in the evaluation of water inrush risk, more accurate are the evaluation results. However, considering more factors involves a more complex analysis and calculation, which can make difficult its application. Therefore, the selection of the most decisive factors needs to consider both the accuracy of the results and the simplicity of the discrimination process. Several decades of mining practice have proven that the results of the water inrush risk assessment based solely on the size of , , and can fully provide a guide to the prevention and control of mine floods. Compared with the existing multifactor superposition and analytical methods with complex operating process, the proposed method provides a quicker risk assessment in deep mining because only one - discrimination diagram is needed to complete the discrimination.
4.4. Application and Verification of the - Method
Water inrush cases and safety cases are used to verify the accuracy of the proposed method (Table 6). According to Equations (6) and (7), the values of each sampling point in Table 6 can be obtained.
It can be seen from Table 6 that since the values of points A–E are very small, the of points A–E are all ∞, which is greater than their actual values, indicating that water inrush will not occur at these points. The values of points F–T are smaller than their actual values, indicating that water inrush will occur at these points. Furthermore, the water quantity range of these water inrush points can be predicted according to the magnitudes of . The actual results show that the risk level of water inrush at all points and the water quantity range of each water inrush point are accurately predicted (Figure 14, Table 6). On the contrary, it can be seen from Table 1 that if is not considered, the water inrush risk of these points will not be predicted accurately. Compared with Tables 1 and 6, we can conclude that the - method is reliable, and is a key factor that cannot be ignored in water inrush assessment.

5. Conclusions
The main contribution of this paper is to improve the method by obtaining a simple and easy to use method with a higher accuracy. Through this study, the following findings are obtained.
The conventional method is mostly applicable when is about 300 m. The corresponding is also extracted based on the prevention and control experience of water disaster in those mines whose is about 300 m. The accuracy of the method is low when is very shallow or very deep because in the method, the of different is set as a fixed value. Thus, the method neglects the fact that is a variable related to , affected by .
The possibility of water inrush is positively correlated with both and . indicates the potential of the confined water to break through the aquiclude, and is the key parameter that determines the extent of this potential release. The value of the critical is not fixed but changes with changing and has a negative correlation with . The - method proposed in this paper has high accuracy for different , generally being higher than 80%. The risk level of water inrush from the coal seam floor can be easily and quickly determined by introducing the and values of an excavation face onto the - discrimination diagram. The evaluation results of 20 application cases show that the - method has high accuracy at different .
Compared with the traditional method and the multifactor superposition analysis method, the method established in this paper has the characteristics of convenient field application and high accuracy. The establishment process of the - method can provide reference for the establishment of relevant methods in other coal fields.
Data Availability
All data used during the study appear in the submitted article are available from the corresponding author upon request.
Conflicts of Interest
The authors declare that there is no conflict of interest regarding the publication of this paper.
Acknowledgments
This research was jointly supported by the Project funded by the China Postdoctoral Science Foundation (Grant No. 2019M652015), Fundamental Research Funds for the Central Universities (Grant No. 2017XKZD07), and Natural Science Foundation of China (Grant No. 41772302).